Investment Risk Reviewer

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Company description: A rewarding place to work. At Rathbones, We invest in everyone's tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business. Job description: Role Title: Investment Risk Reviewer Division: RIM - Specialist Support Location: Liverpool Contract: Permanent Working pattern: Hybrid About the Role The Investment Risk reviewer is a crucial part of Rathbones' first line of defence, providing oversight of portfolio suitability. To achieve this, the team conducts ongoing quality control reviews to ensure compliance with internal standards and regulatory requirements. This includes portfolio exception reviews (APRs), MiFID II checks, investigating client complaints, examining performance exceptions, and assessing due diligence notes. Where deviations occur between the client's portfolio and their agreed mandate, Investment Management teams document the reason and remediation plan. The Investment Risk team reviews documented exceptions to confirm accuracy, feasibility, and client awareness. Support the front office with portfolio suitability queries, training and technical assistance. Ensure client records provide clear and comprehensive ju...
Location:
Old Swan
Job Type:
FullTime
Category:
Accounting & Finance

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