Investment Risk Senior Reviewer

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Company description: A rewarding place to work. At Rathbones, We invest in everyone's tomorrow that includes our people. We are always looking for future talent, and we can help you build a rewarding career with clear paths to progression and the opportunity to share in the success of our business. Job description: Role Title: Investment Risk Senior Reviewer Division: RIM - Specialist Support Location: Liverpool Contract: Permanent Working pattern: Hybrid About the Role The Investment Risk team is part of Rathbones' first line of defence, providing oversight of portfolio suitability. The team carries out regular checks, including APRs, MiFID II reviews, complaint investigations, performance monitoring, and due diligence assessments. The purpose of this role is to conduce reviews but also support the Reporting & Portfolio Oversight Manager with check-the-checker reviews and the escalation of issues to line supervision / training and competence. What youll be responsible for Where deviations occur between the client's portfolio and their agreed mandate, Investment Management teams document the reason and remediation plan. The Investment Risk team reviews documented exceptions to confirm accuracy, feasibility, and client awareness. Support the front office & investmen...
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Location:
Old Swan
Job Type:
FullTime
Category:
Accounting & Finance

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