Compliance Officer

New Yesterday

Job Description

Company Description

Vantage Capital Markets (VCM) is an independent Financial Broker and Capital Markets & Corporate Finance Advisor, offering tailored services to corporate and institutional clients, such as investment banks, asset managers, and corporations. Specializing in sophisticated financial products like equities, derivatives, fixed income, and commodities, VCM delivers high-quality, bespoke solutions. Founded on principles of independence, integrity, and entrepreneurialism, the company emphasizes long-term client relationships and exceptional service. Headquartered globally in London, with offices in Dubai, Hong Kong, and Tokyo, VCM is backed by a team of experienced professionals and robust support infrastructure.


Role Description


THIS IS A 6 MONTH ROLE STARTING 1/6/26


This is a CONTRACT on-site role for a Compliance Officer based in the London Area, United Kingdom. The Compliance Officer will be responsible for implementing and monitoring compliance frameworks, ensuring adherence to regulatory requirements, conducting risk assessments, and providing guidance to senior management. Additional responsibilities include maintaining up-to-date knowledge of relevant legal and regulatory changes, collaborating with internal teams, and preparing reports for stakeholders as needed.


Qualifications

  • Proficiency in Compliance Management and Regulatory Compliance
  • Strong Analytical Skills for assessing and mitigating risks effectively
  • Exceptional Communication skills for presenting findings and recommendations
  • Understanding of Finance principles and practices
  • Ability to collaborate across teams and engage with senior management
  • Relevant certifications or qualifications in compliance, finance, or related fields
  • Familiarity with UK and international financial regulations is highly desirable
Location:
City Of London
Job Type:
FullTime
Category:
Business

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