Our client, a global Investment Bank , are seeking a Compliance Associate to support its business across Europe. This is a varied and hands-on role, ideal for someone who thrives in a fast-paced, high-volume environment.

The successful candidate will bring a problem-solving mindset, a high level of attention to detail, and strong multi-tasking and escalation skills.

You'll be joining a collaborative team environment where professionalism, sound judgment, and the ability to handle sensitive information are essential.

Key Responsibilities:

• Lead the client onboarding process from a KYC/AML perspective
• Support internal compliance monitoring activities in line with the firm’s Compliance Monitoring Plan
• Conduct conflicts checks and oversee control room processes (e.g., personal account dealing, gifts/entertainment approvals, outside business activity reviews)
• Assist with onboarding processes and certification under the Senior Managers and Certification Regime (SMCR)
• Provide support with regulatory filings and reporting
• Monitor electronic communications and escalate concerns when necessary
• Maintain key compliance records and reporting logs
• Contribute to compliance projects and support the rollout of systems and process improvements
• Deliver internal compliance training
• Assist with ad hoc compliance-related tasks
• Stay up-to-date with relevant regulatory developments impacting financial services

Requirements:

• Bachelor’s degree (or equivalent qualification)
• 3–5 years’ experience in a compliance function within financial services, preferably within an investment bank
• Ability to adapt quickly in a dynamic, high-pressure setting
• Positive, proactive, and solutions-oriented mindset
• Comfortable working both independently and collaboratively, with strong escalation judgment
• Ownership mentality and continuous improvement focus
• Strong verbal and written communication skills
• Excellent organisational skills and ability to prioritise effectively
• Detail-oriented with solid analytical capabilities