Our client, a significant Boutique Private Side Investment Bank, are looking for a Compliance Associate to join their team, assisting with the maintenance of the compliance frameworks as well as taking ownership of the financial crime responsibilities.

Key Responsibilities:

Taking the lead on KYC/AML process as part of onboarding of clients. Develop and complete ongoing internal compliance monitoring activities as part of the Compliance Monitoring Plan. Performing conflicts checks and other control room activities including approving personal account dealing, gifts and entertainment, and outside business activities.

Key Requirements:

2 - 5 years compliance experience. Experience conducting KYC/AML duties in either Investment Banking or Asset Management. Some exposure to conflicts checks and other control room responsibilities preferred.

This is a permanent opportunity, offering hybrid working with 3 days in the office. ...