Chief Compliance Officer

New Yesterday

THE COMPANY: Our client is a global wholesale banking business based in London. With an international reach, they are a truly first class employer. THE RESPONSIBILITIES:
Promoting a compliance culture, championing compliance and providing compliance thought leadership. Leadership and management of the Compliance team. Planning and implementing the UK compliance strategy, including embedding best practices. Support and advisory services to lines of business and corporate support areas, including but not limited to, on business as usual queries, new business initiatives and regulations. Liaising with the FCA and PRA. Liaising with relevant financial services trade bodies and similar bodies, banks, and financial institutions with similar ethos and outlook, ensuring visibility for the bank and networking opportunities. Liaising with relevant external stakeholders (for example, legal counsel, consultants and vendors). Oversight of the Compliance team in the maintenance of compliance policies. Oversight of the compliance training programme, including implementation of the yearly training plan, identification of relevant training courses and the face to face delivery of certain training courses. Oversight of the Compliance monitoring and surveillance programme. Oversight of the review and implementation of the conduct risk framework. Oversight of assessing and implementing relevant regulations and regulatory outputs (for example, speeches, good and poor practices, thematic reports, surveys, reports). Responsibility for the insider dealing and market abuse aspects of financial crime (excluding fraud, bribery and corruption, anti-money laundering, terrorist financing and sanctions). Responsibility for complaints handling. Responsible for compliance reporting to senior management and relevant board(s). Responsibility for conduct rules training of Capital Markets London staff.
EXPERIENCE REQUIRED:
Minimum of 10 years’ experience in compliance in the international banking and the wholesale financial markets Experience and strong knowledge of UK regulations Good knowledge and experience of dealing with the regulators Strong leadership skills Ability to translate strategic priorities and adopt a proactive approach to the compliance mission and take a balanced view Experience of establishing, reforming and managing teams A logical and practical approach to work Strong attention to detail and the ability meet deadlines with minimal supervision
For further information please contact Hannah Tabatabai #J-18808-Ljbffr
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Location:
Greater London
Job Type:
FullTime

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