Wealth Compliance Analyst or Supervisor Newcastle Permanent

Meraki Talent’s Financial Services client are looking for a Wealth Compliance Analyst or Supervisor to join their team in Newcastle. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the function’s growth and development over the coming years with a tangible progression path.

Responsibilities of the Wealth Compliance Analyst or Supervisor:

-Ensure client files comply with policies and regulatory standards -Provide support to financial advisors regarding their training, competency and compliance -Assist with the training for new hires with regards to compliance processes and standards -Provide compliance support to the business and the advisors

Background of the Wealth Compliance Analyst or Supervisor:

-Strong experience in compliance or audit within the financial services sector -Level 4 qualified DipFA, DipPFS, ect….. -Strong stakeholder management and business partnering skills -Exposure to UK regulations and products

‘Please see our website page headed (eg) ‘Privacy Notice’ for an explanation about h...