A prestigious UK Law firm is looking for a Senior Risk & Compliance Associate/ Manager (Southampton) to join their team in their Southampton office.

The ideal candidate for the Senior Risk & Compliance Associate/ Manager (Southampton) role would have 5+ years PQE with strong knowledge of AML, the Codes of Conduct and the wider SRA regime.

Key Responsibilities for the Senior Risk & Compliance Associate/ Manager (Southampton):

Implementation and maintenance of risk and compliance policies, ensuring alignment across the business. Conduct and oversee internal audits, including file reviews, supervisory audits, and follow-up actions. Manage the firm’s breach reporting processes, including investigation, resolution, and preventative measures. Support tender and client audit responses, focusing on compliance requirements. Act as a key point of contact for queries relating to AML, anti-bribery, sanctions, and high-risk jurisdictions. Contribute to the development of file opening and matter acceptance procedures, including electronic PEP and sanctions screening. Provide advisory support on SRA compliance, Codes of Conduct, client confidentiality, conflicts, and liability limitations. Serve as a deputy to the MLRO (Money Laundering Reporting Officer), supporting in financi...