Senior Manager, Infrastructure Conduct & Compliance Advisory

Join to apply for the Senior Manager, Infrastructure Conduct & Compliance Advisory role at Lloyds Banking Group

Senior Manager, Infrastructure Conduct & Compliance Advisory

1 day ago Be among the first 25 applicants

Join to apply for the Senior Manager, Infrastructure Conduct & Compliance Advisory role at Lloyds Banking Group

This range is provided by Lloyds Banking Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

Direct message the job poster from Lloyds Banking Group

JOB TITLE: Senior Manager, Infrastructure Conduct & Compliance Advisory

LOCATION(S): London

HOURS: Full-time

WORKING PATTERN: Our work style is hybrid, which involves spending at least

two days per week, or 40% of our time, at one of our office sites

About this opportunity

We're on an exciting journey and there couldn't be a better time to join us. We've put in place a fresh operating model for non-financial risk management across the Group, empowering our people to take end-to-end accountability for managing the risks that they face.This means we've changed how we do risk management, providing support aligned to our risk and control owners to deliver great customer outcomes.

We're looking for a Senior Manager in Compliance to join our Markets Conduct & Compliance (C&C) team with a specific focus on Infrastructure Advisory. This role will support the Group in adhering with all core regulatory requirements with a specific focus on regulatory aspects of Post Trade Compliance, Client Classification and Client Onboarding.

Not only will you bring significant compliance advisory experience, but we're looking for someone innovative and transformational who loves proactively working with business colleagues to improve first line compliance processes and controls.

Day to day, you will:

• Manage relationships with Front Office colleagues and Product Risk and Control owner teams and act as a Conduct & Compliance business partner, using support teams to help deliver against aligned client, business and strategic outcomes.
• Shape the mandate for this new area of focus for the team.
• Traceability exercise across all relevant regulations and best practice publications linked to Post Trade Compliance, Client Classification and Onboarding.
• From the C&C perspective, define control objectives and management metrics aligned to risk appetite and oversee the control and indicator mapping exercise performed by 1LOD-providing challenge and advice where appropriate.
• Create monitoring and testing methodology within this remit as they relate to the Trade Controls prescribed Framework.
• Create a Compliance Handbook consolidating key regulatory requirements to guide stakeholders in operating within C&C defined boundaries.
• Creation and provision of C&C training to key stakeholders of regulatory requirements, risk appetite and consequences of non-compliance.
• Provide first line compliance advice on the application of Compliance policies and procedures within this remit as they apply across the businesses - including but not limited to:
• - FCA COB, MAR, SYSC and SUP Handbook rules
• - New products and service approvals
• - Trading Venue rules and operational requirements
• - FMSB Practice Standards and the Global FX Code
• Technical SME support on supporting the Compliance Reviews led by the Compliance Risk Review team.
• Supporting the compliance implementation of new regulations within this remit applicable to across the business.
• Ad hoc project support on Compliance Projects, Business Transformation etc.

Why Lloyds Banking Group

From building a truly sustainable business to creating a place where people love to work, we need colleagues who are up for the challenge of our bold ambitions. Who are excited to push boundaries and make change happen. Together, we can grow with purpose.

What you'll need:

• Advisory - Able to demonstrate a strong track record in providing challenge and advice to the business areas in a peer group firm
• Technical Knowledge - A strong record as a technical expert in relation to Credit, Rates, FX and the related rules and regulations
• Influencing - Demonstrate ability to build partnerships, working collaboratively with others, with the ability to support leadership and risk owners make risk-based decisions consistent with risk appetite.
• Leadership - Excellent leadership skills with evidence of coaching to go faster by demonstrating commitment to create an environment that builds teams with skills aligned to our Group Strategy and Purpose creating new and better ways for the organisation to change at pace.
• Compliance Frameworks - Considered a subject matter expert, with a good understanding of the latest Compliance frameworks and technology being used across financial and non-financial services.
• Strategic Decision Making - Making good and timely decisions that keep the organisation moving forward and skilfully balances difficult trade-offs with the ability to understand and assimilate different sources of data and complex information.

About working for us

Our focus is to ensure we're inclusive every day, building an organisation that reflects modern society and celebrates diversity in all its forms. We want our people to feel that they belong and can be their best, regardless of background, identity or culture. We were one of the first major organisations to set goals on diversity in senior roles, create a menopause health package, and a dedicated Working with Cancer initiative. And it's why we especially welcome applications from under-represented groups. We're disability confident. So if you'd like reasonable adjustments to be made to our recruitment processes, just let us know

We also offer a wide-ranging benefits package, which includes:

* A generous pension contribution of up to 15%

* An annual performance-related bonus

* Share schemes including free shares

* Benefits you can adapt to your lifestyle, such as discounted shopping

* 30 days' holiday, with bank holidays on top

* A range of wellbeing initiatives and generous parental leave policies

If you're excited by the thought of becoming part of our team, get in touch. We'd love to hear from you.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

• Industries

  Banking

Referrals increase your chances of interviewing at Lloyds Banking Group by 2x

Get notified about new Senior Manager Infrastructure jobs in London, England, United Kingdom.

London, England, United Kingdom 18 hours ago

London, England, United Kingdom 3 days ago

Compliance and Governance Officer, UK & Lloyd’s

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 6 days ago

London, England, United Kingdom 1 week ago

Greater London, England, United Kingdom 4 weeks ago

Associate Manager, Compliance - London COE

London, England, United Kingdom 2 days ago

Manager, Compliance Operations, London COE

London, England, United Kingdom 1 day ago

London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 2 months ago

London, England, United Kingdom 16 hours ago

London, England, United Kingdom 5 days ago

London, England, United Kingdom 1 month ago

London, England, United Kingdom 2 weeks ago

Financial Crime Compliance Manager - DMLRO

London, England, United Kingdom 3 months ago

London, England, United Kingdom 2 months ago

UK Regulatory Compliance Manager - Equals Group

London, England, United Kingdom 3 weeks ago

City Of London, England, United Kingdom 1 week ago

London, England, United Kingdom 5 days ago

Compliance Senior Director, Europe and International

London, England, United Kingdom 1 week ago

UK Senior Regulatory Compliance Manager - Equals Group

London, England, United Kingdom 3 weeks ago

Greater London, England, United Kingdom 6 days ago

Greater London, England, United Kingdom 1 week ago

Compliance Manager (Remote or Hybrid - UK)

London, England, United Kingdom 1 month ago

Compliance Manager (Remote or Hybrid - UK)

London, England, United Kingdom 1 month ago

Compliance Manager - Third Party Management

London, England, United Kingdom 1 week ago

Senior Compliance Officer (12-month FTC)

London, England, United Kingdom 1 day ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.