Senior Internal Auditor - Transact

New Yesterday

We are currently recruiting a Senior Internal Auditor to join our highly regarded Group Internal Audit team. This role offers the opportunity to work within a dynamic FTSE 250 financial services group, which includes UK‑regulated investment and life insurance subsidiaries and a regulated life insurance entity in the Isle of Man. The Group Internal Audit function is recognised for its pragmatic, collaborative approach to continuous improvement and was awarded Outstanding Financial Services Team of the Year in 2024 by the Chartered Institute of Internal Auditors. The Role As a Senior Internal Auditor, you will independently lead and deliver full end‑to‑end internal audit and advisory engagements in accordance with internal audit standards, practices, and methodology. You will identify key risks, develop and scope robust test plans (including the use of data analytics), and prepare audit reports that present information in a clear, concise, and compelling way. You will also take personal responsibility for leading stakeholder management meetings and will have opportunities to support the internal audit management team with wider activity (e.g. preparation of Audit and Risk Committee or Executive Committee packs and innovating audit practices). The small, high‑calibre team enables continuous learning and development. Responsibilities
Leading internal audits in the Group Internal Audit Plan, covering business operational processes, key customer journeys, regulatory compliance, capital adequacy, governance, risk and IT. Preparing audit scopes and performing audit testing in accordance with professional standards and the Group Internal Audit methodology with minimal supervision. Drafting audit reports that are concise, compelling, and clear, highlighting key findings to Audit and Risk Committees, the Board, and senior management. Leading meetings with senior management to validate audit findings and to develop, in partnership with the business, pragmatic and commercially sound audit recommendations that mitigate identified risks. You will be able to agree on audit findings with the business and challenge management assertions when necessary. Supporting, mentoring, or line‑managing guest auditors (secondees) in the team. Providing support to the Group Internal Audit management team with non‑internal audit engagement related activity. Proactively enhancing the profile of Group Internal Audit by building strong working relationships with senior managers of the Group. Keeping current with developing regulatory and legislative rules and guidance that affect the Group and implementing these learnings into internal audit engagements or the internal audit plan.
Person Specification You should have 2‑5 years of post‑qualification experience in an internal audit role, ideally within the financial services industry. Experience in Wealth Management or Life Insurance is beneficial but not mandatory. Candidates from external auditor roles must have applied knowledge and expertise in risk‑based audit methodologies, techniques and practices. You must hold the CIA, ACA or an equivalent professional qualification. Advanced Excel experience is essential and the capability of data analytics would be desirable. Remuneration & Benefits The role offers a competitive remuneration package, including a company discretionary bonus, excellent pension contributions, an attractive staff share scheme, BUPA health insurance, the ability to buy and sell annual leave, and sponsorship of relevant professional qualifications. Work Location The role is based in our central London office, requiring a minimum of two days a week in the office and three days a week from home. Equal Opportunities We provide a diverse and inclusive workplace and ensure that all of our staff respect and understand individual differences. We are an equal opportunities employer and positively encourage applications from suitably qualified and eligible candidates regardless of age, disability, gender reassignment, marital or civil partner status, pregnancy or maternity, race, religion or belief, sex or sexual orientation. #J-18808-Ljbffr
Location:
Greater London
Job Type:
FullTime

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