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Associate Compliance and Financial Crime Recruitment Consultant

Senior Compliance Manager (Investments)
Location:London (Hybrid – 2 to 3 days in the office)

We are hiring on behalf of a fast-growing fintech that is transforming how people save, invest, and plan for their financial future. As the business continues to expand its investment offering, they are seeking a Senior Compliance Manager (Investments) to play a key role in ensuring strong, customer-focused compliance across their products.

This is an excellent opportunity to step into a senior position within a progressive and collaborative Risk & Compliance function. You will help shape investment oversight frameworks, provide expert regulatory guidance, and contribute to building a best-in-class compliance culture.

What you’ll be doing

• Lead the development of a proportionate investment oversight framework and provide regulatory advice to support the delivery of compliant, customer-focused investment products
• Oversee investment services from a second line perspective and manage key relationships with internal teams and external partners, such as asset managers
• Drive regulatory change initiatives, maintain compliance policies, and advise on high-risk promotions and complex customer scenarios
• Contribute to broader compliance and governance projects while staying on top of relevant regulatory developments

• In-depth knowledge of UK investment product regulations, including MiFID and CASS
• Experience overseeing retail investment products, including periodic reviews and governance frameworks
• Proven ability to provide compliance advice within a retail investment environment
• Ideally, experience in setting up or maintaining fund oversight and governance structures
• Ability to work independently, with sound judgement and a methodical, analytical approach

Seniority level

• Seniority level

  Not Applicable

Employment type

• Employment type

  Full-time

Job function

• Job function

  Finance

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