Senior Compliance Analyst

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Job Description

We are partnering with a Globally Significant US HQ'd Asset Manager who are looking for a Senior Compliance Analyst to join their team in London, where they will lead on the Marketing and Distribution function across the EMEA Region, while also working closely with Marketing Compliance teams in APAC and Americas.


Key Responsibilities:


  • Serve as the Team Lead for the EMEA Marketing & Sales Compliance Team, including setting function’s strategic focus, defining priorities, allocating responsibilities across team members and taking accountability for execution and delivery.
  • Work closely with EMEA Marketing and Wealth sales teams across the UK, EU and Middle East, advising on sales practices, monitoring cross-border regulations across EMEA, updating relevant policies, procedures and guidance, and approving German language marketing content.
  • Review and improve workflows and processes for marketing content reviews, leveraging technology and third-party service providers, to create scale while also addressing local market needs.


Key Requirements:


  • 6+ years in investment management and 3+ years experience with fund-related marketing materials and/or fund distribution.
  • Ability to effectively communicate with senior leadership and sales and marketing teams, influencing outcomes and mitigating regulatory risk.
  • MUST BE FLUENT IN GERMAN and ENGLISH.


This is a permanent position based in London. If you are interested in the role, please apply!

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Location:
City Of London
Job Type:
FullTime
Category:
Business

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