Lawyer- VP – Advisory and Contract Execution team, Capital Markets Agreements

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Head of Compliance & MLRO (SMF16 & SMF17) Location: London (Remote during the initial setup phase) Reports to: UK Country Manager (SMF1) About Us: We are a leading fintech platform connecting millions of consumers with financial institutions. Listed on the NYSE we leverage cutting-edge Artificial Intelligence and Big Data technologies to provide accessible financial services. With a robust track record in Asia, we are now bringing our proven technology and inclusive finance model to the UK market. The Role: We are looking for a hands‑on Head of Compliance & MLRO to safeguard our entry into the UK market. This pivotal role combines two critical Senior Management Functions: SMF16 (Compliance Oversight) and SMF17 (Money Laundering Reporting Officer). You will be instrumental in designing the frameworks that will allow us to secure our FCA license to Key Responsibilities:
License Acquisition: Lead the drafting of all compliance‑related application materials, including the Compliance Manual, AML/CTF Policy, and Consumer Duty Framework. FCA Interaction: Serve as the primary contact point for the FCA regarding all compliance and financial crime matters. Framework Design: Build the company's "Three Lines of Defence" model. Ensure our AI‑driven lending processes are fully transparent and fair (treating customers fairly). Monitoring & Reporting: Establish systems for transaction monitoring, SARs reporting, and ongoing regulatory returns. Advisory: Advise the Country Manager and HQ on the practical implications of UK regulations (e.g., CONC, SYSC, DISP).
Requirements:
Regulatory Status: Must have previously held SMF16 and SMF17 functions (or significant deputy roles) within a UK consumer credit institution. Current valid FCA approval is a distinct advantage. Technical Knowledge: In‑depth understanding of the Financial Services and Markets Act (FSMA), FCA Handbook (specifically CONC), and the Money Laundering Regulations. Hands‑on Approach: Willingness to "roll up sleeves" to write policies and set up processes from scratch. Resilience: Ability to articulate complex regulatory concepts to stakeholders with
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Location:
Greater London
Job Type:
FullTime

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