This is a replacement role which will play an active part in providing regulatory advice & interpretation and compliance support teams in the UK, Ireland and Continental Europe cutting across all asset classes namely Equities, Fixed Income, Multi-Asset and Private Assets. This cross-asset class coverage model reflects the evolving need of the business to receive joined-up compliance and regulatory support.

This role is, expected to bring strong technical expertise to the team, and help to address Investment Management teams’ compliance needs and collaborate with other advisory and monitoring leads in GIC, to deliver globally consistent and best in class compliance support.

Delivery

• Proactively engage with the Investment Management functions, across all asset classes, and be responsible for delivering timely and high-quality compliance and regulatory advice to all stakeholders. Including Portfolio Managers, Traders, Product and Institutional teams on the use of various complex and non-vanilla instruments across various investment products.
• Keep abreast of emerging regulatory rules and announcements and make recommendations around policy, procedure and control implications.
• Recognize current industry trends as well as compliance issues and research and analyse their impact on the firm
• Communicate relevant information to respective stakeholders and management forums.
• Respond to client issues and regulatory inquiries related to Investment Management activities
• Support review of documents like the prospectus and investment agreements and provide comments/feedback to ensure they are compliant with regulatory requirements
• Proactively engage with the Regulatory Reporting teams to provide timely and high-quality compliance advice on various matters related to trade, transaction and related regulatory reporting obligations
• Provide timely, accurate and thorough support to internal clients and GIC colleagues’ complex and routine derivative related inquiries
• Ensure ISS mitigates compliance and legal risk by supporting monitoring teams to contribute to an effective control culture
• Understand and articulate differences in local requirements, working across GIC to improve global consistency
• Keep informed of internal developments which impact regulatory requirements e.g. fund structures, new products
• Partner in projects with the broader ISS business to create compliance solutions.