Group Compliance Officer
7 Days Old
Looking to take the next step in your compliance career and gain exposure across multiple areas of a growing financial services business?If you’re someone who enjoys variety, ownership, and making a tangible impact—this could be the role for you.Responsibilities include:Supporting compliance processes, controls and internal reportingHandling customer complaints and driving fair outcomesManaging adviser onboarding and certification requirementsMaintaining compliance registers and recordsInvestigating financial crime alerts and supporting escalationsReviewing financial promotions with internal teamsAssisting with regulatory reporting and data protection tasksRequirements:Experience in compliance, risk or financial crime within financial servicesUnderstanding of regulatory frameworks and customer outcomesExposure to AML, complaints, adviser oversight and reviewing financial promotionsStrong attention to detail and stakeholder communication skillsDiploma Level 4 (or working towards)If you’re ready to grow your compliance career and gain exposure across a wide range of responsibilities, apply now or reach out for a confidential chat.
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- Location:
- Newcastle Upon Tyne
- Job Type:
- FullTime