Compliance Officer
New Yesterday
Job Description
Compliance Officer
Basingstoke | Office-based
Full-time
About the Role
We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit a Compliance Officer to join our team in Basingstoke.
This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business.
Key Responsibilities
- Supporting the network’s compliance framework and ensuring adherence to FCA regulations
- Conducting compliance monitoring, reviews, and thematic checks
- Providing regulatory guidance and support to advisers and appointed representatives
- Assisting with AML procedures, including onboarding, ongoing monitoring, and risk assessments
- Identifying and escalating regulatory risks and compliance issues
- Contributing to the continuous improvement of policies, procedures, and controls
About You
- Previous experience in a compliance role within financial services
- Strong understanding of FCA regulation and compliance requirements
- AML qualification (or working towards one) strongly preferred
- Excellent attention to detail and organisational skills
- Confident communicator, able to provide clear and practical guidance
- Proactive, professional, and comfortable working in a growing, fast-paced environment
Why Join Us?
- Be part of a fast-growing financial services network
- Opportunity to influence and develop compliance processes as the business scales
- Supportive, collaborative office-based team in Basingstoke
- Company events
- If you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you.
- Location:
- Basingstoke
- Job Type:
- FullTime
- Category:
- Business