Compliance Officer

 Basingstoke | Office-based

Full-time

About the Role

We are a fast-growing financial services network, expanding rapidly to support our increasing number of appointed firms and advisers. As a result of this growth, we are looking to recruit a Compliance Officer to join our team in Basingstoke.

This is an excellent opportunity for an experienced compliance professional to play a key role in a dynamic and forward-thinking organisation, with the chance to grow alongside the business.

Key Responsibilities

• Supporting the network’s compliance framework and ensuring adherence to FCA regulations
• Conducting compliance monitoring, reviews, and thematic checks
• Providing regulatory guidance and support to advisers and appointed representatives
• Assisting with AML procedures, including onboarding, ongoing monitoring, and risk assessments
• Identifying and escalating regulatory risks and compliance issues
• Contributing to the continuous improvement of policies, procedures, and controls

About You

• Previous experience in a compliance role within financial services
• Strong understanding of FCA regulation and compliance requirements
• AML qualification (or working towards one) strongly preferred
• Excellent attention to detail and organisational skills
• Confident communicator, able to provide clear and practical guidance
• Proactive, professional, and comfortable working in a growing, fast-paced environment

Why Join Us?

• Be part of a fast-growing financial services network
• Opportunity to influence and develop compliance processes as the business scales
• Supportive, collaborative office-based team in Basingstoke
• Company events
• If you are a compliance professional looking for your next step in a growing organisation where your contribution will make a real impact, we would love to hear from you.