A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to support their global programme.

Responsibilities

• Perform compliance monitoring and support remediation
• Update policies, procedures and risk assessments
• Advise the business on regulatory requirements and compliance matters
• Conduct KYC/KYI due diligence to support AML requirements
• Develop and deliver compliance training
• Maintain organised and up-to-date compliance records
• Conduct conflict-of-interest checks and advise on mitigation
• Review and approve marketing materials
• Contribute to global compliance initiatives and collaborate with international teams

Profile

• Bachelor’s degree in a relevant field
• 5+ years’ financial services regulatory compliance experience, preferably from a buyside institution
• Strong knowledge of FCA rules and regulatory expectations
• Sound judgement, integrity and ability to work independently
• Skilled in preparing compliance documentation and reports
• Excellent communication and relationship-building skills in English