Compliance Manager

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Position: Compliance Manager (Fixed-Term Contract)
Role Overview Supports the Director of Risk & Compliance in managing corporate risk and compliance frameworks for a global investment management firm. Focuses on ensuring compliance with UK/EU regulations, supporting internal controls, and contributing to regulatory obligations, policies, and training. Key Responsibilities Assist with compliance monitoring, regulatory reporting, and policy management. Support reviews of marketing materials and distribution processes. Conduct second-line compliance checks and assist in internal/external audits. Contribute to compliance training and awareness for staff. Collaborate with global teams to ensure consistency in compliance programs. Experience & Skills 5+ years’ relevant experience in risk or compliance within an alternative investment or MiFID-regulated firm. Knowledge of UK/EU regulatory frameworks and investment management processes. Strong written communication skills and understanding of financial markets/products. Degree in law, finance, economics, or related field (professional qualifications desirable). Key Relationships Works closely with internal risk, compliance, and exe...
Location:
London
Category:
Admin, Office, Secretarial & PA

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