Compliance Advisory Manager (Contract)

New Yesterday

Job Description

We are seeking an experienced and technically strong Senior Compliance Advisor to join a specialist financial services compliance function on a temporary basis. This is a high-impact role sitting within the second line of defence, supporting a regulated bank that is entering an ambitious growth phase.


You will deliver rigorous regulatory compliance advice, drive policy development, and play a central role in shaping a scalable Compliance Operating Model - all within a values-driven organisation with real purpose at its heart.


What You'll Do


Compliance Advisory

  • Provide specialist, technical regulatory compliance advice to business stakeholders on an ongoing basis.
  • Interpret and apply rules from the FCA, PRA, PSR, and other applicable regulatory bodies accurately and pragmatically.
  • Support new product development, marketing review, project launches, and annual compliance reviews.
  • Champion a culture of good customer outcomes, embedding the FCA's Consumer Duty requirements across the organisation.

Compliance Policy

  • Maintain and update the Bank's Compliance policy suite in line with regulatory change.
  • Undertake regulatory research and gap analysis to identify and implement policy enhancements.
  • Manage the document approval schedule in collaboration with compliance colleagues, ensuring committee deadlines are met.

Compliance Projects

  • Lead the assessment of the current and future state Compliance Operating Model (COM) as part of a five-year growth strategy.
  • Work collaboratively with business areas to design and implement enhancements that deliver a more sustainable and scalable compliance function.
  • Support the Senior Compliance Manager in planning and developing the COM alongside the wider Compliance team.

Additional Responsibilities

  • Conduct deep-dive assessments on key risk areas identified through monitoring, regulatory focus, incidents, or audit findings.
  • Escalate suspected regulatory breaches promptly to the Chief Risk Officer
  • Collaborate closely with the Head of Compliance, MLRO, and Risk & Compliance colleagues to drive the regulatory agenda forward.


Who We're Looking For


Experience — Essential

  • Significant compliance experience gained within a regulated financial institution or comparable environment.
  • Demonstrated expertise across: regulatory/compliance advisory; compliance oversight, assurance and monitoring; policy writing, development and change management.
  • Proven track record in horizon scanning, regulatory risk management, and embedding conduct risk frameworks.
  • Experience of compliance planning, reporting, and corporate governance.
  • Ability to manage regulatory projects and work effectively with stakeholders at all seniority levels.

Skills & Knowledge — Essential

  • Deep, working knowledge of FCA, PRA, PSR and related regulatory frameworks.
  • Strong analytical ability — able to interpret complex regulatory requirements and translate them into clear, actionable guidance.
  • Excellent written and verbal communication skills, with the confidenc e to engage senior management and business leaders.
  • Methodical, diligent, and collaborative — with the assertiveness to provide constructive challenge where needed.

Qualifications

  • ICA qualification or equivalent industry-recognised credential (desirable).
  • A-Level or higher education; graduate or postgraduate qualifications welcomed.
  • Commitment to continuous professional development (CPD) and staying current with regulatory developments.

Pre-Appointment Checks


All appointees will be subject to the following pre-employment checks:

  • Credit Check
  • Sanctions Check
  • Basic DBS Check (Standard DBS for FCA Approved roles)
  • Employment References
  • Medical Clearance
  • Right to Work in the UK

Location:
Greater London
Job Type:
FullTime
Category:
Business

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