Compliance Advisory Manager (Contract)
New Yesterday
Job Description
We are seeking an experienced and technically strong Senior Compliance Advisor to join a specialist financial services compliance function on a temporary basis. This is a high-impact role sitting within the second line of defence, supporting a regulated bank that is entering an ambitious growth phase.
You will deliver rigorous regulatory compliance advice, drive policy development, and play a central role in shaping a scalable Compliance Operating Model - all within a values-driven organisation with real purpose at its heart.
What You'll Do
Compliance Advisory
- Provide specialist, technical regulatory compliance advice to business stakeholders on an ongoing basis.
- Interpret and apply rules from the FCA, PRA, PSR, and other applicable regulatory bodies accurately and pragmatically.
- Support new product development, marketing review, project launches, and annual compliance reviews.
- Champion a culture of good customer outcomes, embedding the FCA's Consumer Duty requirements across the organisation.
Compliance Policy
- Maintain and update the Bank's Compliance policy suite in line with regulatory change.
- Undertake regulatory research and gap analysis to identify and implement policy enhancements.
- Manage the document approval schedule in collaboration with compliance colleagues, ensuring committee deadlines are met.
Compliance Projects
- Lead the assessment of the current and future state Compliance Operating Model (COM) as part of a five-year growth strategy.
- Work collaboratively with business areas to design and implement enhancements that deliver a more sustainable and scalable compliance function.
- Support the Senior Compliance Manager in planning and developing the COM alongside the wider Compliance team.
Additional Responsibilities
- Conduct deep-dive assessments on key risk areas identified through monitoring, regulatory focus, incidents, or audit findings.
- Escalate suspected regulatory breaches promptly to the Chief Risk Officer
- Collaborate closely with the Head of Compliance, MLRO, and Risk & Compliance colleagues to drive the regulatory agenda forward.
Who We're Looking For
Experience — Essential
- Significant compliance experience gained within a regulated financial institution or comparable environment.
- Demonstrated expertise across: regulatory/compliance advisory; compliance oversight, assurance and monitoring; policy writing, development and change management.
- Proven track record in horizon scanning, regulatory risk management, and embedding conduct risk frameworks.
- Experience of compliance planning, reporting, and corporate governance.
- Ability to manage regulatory projects and work effectively with stakeholders at all seniority levels.
Skills & Knowledge — Essential
- Deep, working knowledge of FCA, PRA, PSR and related regulatory frameworks.
- Strong analytical ability — able to interpret complex regulatory requirements and translate them into clear, actionable guidance.
- Excellent written and verbal communication skills, with the confidenc e to engage senior management and business leaders.
- Methodical, diligent, and collaborative — with the assertiveness to provide constructive challenge where needed.
Qualifications
- ICA qualification or equivalent industry-recognised credential (desirable).
- A-Level or higher education; graduate or postgraduate qualifications welcomed.
- Commitment to continuous professional development (CPD) and staying current with regulatory developments.
Pre-Appointment Checks
All appointees will be subject to the following pre-employment checks:
- Credit Check
- Sanctions Check
- Basic DBS Check (Standard DBS for FCA Approved roles)
- Employment References
- Medical Clearance
- Right to Work in the UK
- Location:
- Greater London
- Job Type:
- FullTime
- Category:
- Business