Overall purpose of the role.

The incumbent will act as a core member of the CIB Compliance Team, supporting a broad range of Advisory Compliance activities across the support and control functions of the UK branch. The individual will act as a primary point of contact within Compliance for the Support, Control and Conduct Functions.

The role will involve developing relevant local compliance policies and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework of the overall our investment banking clients global compliance strategy and the compliance strategy set by the UK Head of Compliance.

The incumbent is required to establish strong relationships with colleagues in the support, control and conduct functions locally and also with relevant Head Office staff.

Main responsibilities of the role.

Compliance Policies and Procedures To provide that there are adequate, current, clear and sufficiently detailed compliance policies and procedures in place for the control, support and control functions so that relevant UK regulatory and legal requirements, regulations, rules and Head Office requirements are properly disseminated and understood. To work closely with the Regulatory Watch, P...