Regulatory Compliance Manager (Quality Control)
New Today
About the RoleOur Compliance team blends regulatory expertise with data‑driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast‑moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk. We’re looking for a Regulatory Compliance Manager to identify regulatory obligations, review associated risks, and suggest controls to mitigate these risks. You’ll be conducting thorough testing in a dynamic, digital, and data‑driven environment.What You’ll Be DoingValidating if regulatory obligations are mapped to existing controls for each set of regulationsProviding guidance and support to junior team members in conducting quality control checksRecommending improvements to existing processes within the 2LoD, ensuring alignment with best practices and a diligently documented governance structurePaying meticulous attention to detail through reviewing work performed by regulatory compliance SMEsCommunicating review feedback to stakeholdersContributing to compliance processes and minimum standards by identifying opportunities for improved adherence to regulatory requirements and company standardsMaintaining and improving the methodology, and adjusting the approach to future process changesReviewing quality and documentation made by team members across the 1LoD and 2LoDWhat You’ll Need4+ years of experience in regulatory compliance across the three lines of defence, in a fintech, traditional financial institution, consultancy company, or regulatory bodyExperience interpreting texts from laws or regulations, preferably related to the UK FCA (FCA Handbook), Bank of England (PRA Handbook), Bank of Lithuania, etc.Experience reviewing and providing constructive feedback to team membersKnowledge of best‑practice regulatory compliance controls in the industryTo be results‑driven, pragmatic, and have a detailed‑oriented approachAn interest in compliance and willingness to deepen your knowledgeFluency in EnglishNice to HaveA degree in law or languagesExperience managing teams and individuals, including the ability to lead, motivate, and develop team members to achieve both individual and collective goalsKnowledge of regulations in insurance (ICOBS), cryptoassets (MICA), investment protections (MIFID), financial promotions, anti‑bribery, conflicts of interest, consumer duty, and/or paymentsExperience in assurance or internal/external audit, focusing on risk and compliance domainsFamiliarity creating or utilizing test scripts/proceduresRelevant compliance certifications, such as ICA and CISI
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- Location:
- United Kingdom
- Job Type:
- FullTime