Head of Compliance
New Yesterday
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Head of Compliance
Permanent | £80,000 DOE
Location | Manchester - Hybrid
We are partnering with a high-growth, FCA-regulated financial services business operating at the intersection of innovation, distribution partnerships, and customer-centric product design. The organisation has undergone significant transformation in recent years and is now entering a critical phase of maturity-strengthening governance, embedding Consumer Duty, and scaling sustainably.
This role offers a rare opportunity to shape and influence the compliance function in a business where it truly has a seat at the table. You will act as both a strategic advisor and an independent voice, ensuring regulatory integrity while supporting commercial ambition.
The Opportunity
As Head of Compliance, you will lead the second line function in a business that blends direct-to-consumer and partner-led distribution models. You'll work closely with senior leadership on everything from product development and customer journeys to marketing strategy and introducer relationships.
Key Responsibilities
Strategic Compliance Leadership
Partner with senior stakeholders to shape regulatory strategy, providing pragmatic, commercially aware advice across product design, distribution, and growth initiatives.
Second Line Ownership
Develop and enhance the compliance framework, ensuring robust oversight of risks across a multi-channel, partner-driven business model .
Consumer Duty Embedding
Act as a key driver of Consumer Duty, ensuring it is meaningfully integrated into customer journeys, outcomes monitoring, and decision-making.
Oversight of Introducers & Financial Promotions
Provide expert guidance on complex introducer arrangements and high-volume marketing activity , ensuring compliance without stifling innovation.
Regulatory Change & Issues Management
Lead on regulatory horizon scanning, breach management, and thematic reviews, ensuring the business remains ahead of evolving expectations.
Data-Driven Risk Insight
Deliver clear, actionable MI to senior leadership, supporting informed decision-making and continuous improvement.
Team & Culture Leadership
Build and develop a high-performing compliance team while championing a forward-thinking, solutions-oriented compliance culture . xehkeey
What Makes This Role Different
A genuine opportunity to influence strategy, not just enforce rules
Exposure to a commercially ambitious, evolving business model
High visibility with senior leadership and decision-makers
A role that balances innovation with regulatory responsibility
The chance to build, refine, and leave a lasting impact
About You
You are an experienced compliance leader with a strong background in FCA-regulated environments, comfortable operating in businesses where pace, change, and commercial focus are constant.
You'll bring:
A proven track record in compliance advisory and/or second line leadership
Strong expertise across Consumer Duty, financial promotions, and partner/introducer models
The ability to challenge constructively and influence at senior level
A pragmatic mindset, able to balance risk, regulation, and commercial outcomes
Experience operating in growing or transforming businesses (highly desirable)
Apply
To find out more or apply, please submit your CV.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates
- Location:
- Warrington, Cheshire
- Job Type:
- FullTime
- Category:
- Education And Training