Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates.

Key responsibilities of the Compliance Senior Manager:

Oversee the firm's adherence with regulations applicable to the MTF side of the business, advising the business on any regulatory developments applicable to them

Support with regulatory projects, both locally and globally, to aid the firm's expansion

Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members of the team

Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions

Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes

Core experience required of the Compliance Senior Manager:

5+ years Regulatory Compliance experience gained within a Financial Services institution, ideally with exposure to regulations surrounding Crypto/Blockchain technology

Direct experience in managing people and small teams and enjoys the development of others

Ability to work productively and proactively across flat structures in an agile business, communicating with stakeholders at varying levels

Degree educated or relevant professional qualifications desirable

This is a great role to work alongside a supportive and well rounded Head of Compliance.

Please note the requirement for individuals to be in the firm's City-based office five days per week, for the most part and, unfortunately, sponsorship isn't available. Please reach out to shane.cassidy@coopman.uk for more information.

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