Coopman are excited to be working exclusively with a leading Crypto exchange offering a Multi-lateral Trading Facility (MTF) to institutional clients on the hire of a Compliance Senior Manager to support the UK Head of Compliance. This is a generalist role overseeing a team of three Associates.

Key responsibilities of the Compliance Senior Manager:

• Oversee the firm's adherence with regulations applicable to the MTF side of the business, advising the business on any regulatory developments applicable to them
• Support with regulatory projects, both locally and globally, to aid the firm's expansion
• Provide leadership to a small team of Compliance Associate's, conducting one-to-ones, looking at development plans for these members of the team
• Serve as a primary point for regulatory engagements with the FCA for queries around the business and specifically their Financial Promotions
• Support first-line operations in bolstering controls and implementing systems around Onboarding and AML/KYC processes

Core experience required of the Compliance Senior Manager:

• 5+ years Regulatory Compliance experience gained within a Financial Services institution, ideally with exposure to regulations surrounding Crypto/Blockchain technology
• Direct experience in managing people and small teams and enjoys the development of others
• Ability to work productively and proactively across flat structures in an agile business, communicating with stakeholders at varying levels
• Degree educated or relevant professional qualifications desirable

This is a great role to work alongside a supportive and well rounded Head of Compliance.

Please note the requirement for individuals to be in the firm's City-based office five days per week, for the most part and, unfortunately, sponsorship isn't available. Please reach out to shane.cassidy@coopman.uk for more information.

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