Compliance Manager
New Yesterday
Job Description
Arthur are partnered with a (re)insurer that are seeking an experienced Compliance Manager to lead and oversee the organisation’s compliance function.
Reporting into the CRO, This position is responsible for monitoring conduct and regulatory compliance risks, supporting effective governance, and ensuring that the organisation adheres to all relevant legal, regulatory, and internal policy requirements.
Key Duties
- Manage and maintain the organisation’s compliance framework, including monitoring activities, policies, procedures, and supporting tools.
- Provide guidance and advice to internal teams on regulatory and compliance requirements.
- Monitor conduct risk and general compliance risks, including those related to outsourced service providers.
- Maintain accurate records, registers, logs, and documentation supporting the compliance framework.
- Escalate identified risks, issues, or breaches promptly and ensure appropriate actions are taken.
- Support the development and implementation of compliance policies aligned with the organisation’s overall strategy.
- Produce internal compliance reporting, including reporting on whistleblowing arrangements and compliance activities.
- Develop and maintain management information (MI) tools and reporting systems to demonstrate regulatory and statutory compliance.
- Oversee and maintain the organisation’s incident management processes.
- Continuously review and improve compliance processes and working practices, contributing to a culture of continuous improvement.
- Ensure all compliance activities reflect the organisation’s governance and accountability obligations.
- Prepare and submit regulatory reports and filings to relevant authorities within required timeframes.
- Oversee compliance training programmes, including learning platforms and compliance-related onboarding for new employees.
- Monitor regulatory developments and external guidance to proactively address new or changing compliance requirements.
- Review and oversee the policies and procedures of outsourced providers to ensure they meet regulatory standards.
- Conduct compliance reviews and assessments to evaluate adherence to relevant regulations, internal policies, and best practices.
About You
- You must have demonstrable compliance experience within insurance, ideally with exposure to reinsurance.
- Completed, or actively progressing toward, a recognised compliance professional qualification (e.g., CISI or equivalent), alongside practical experience in an operational compliance role.
- Strong knowledge of FCA and PRA regulatory requirements, including the Senior Managers and Certification Regime (SMCR), and familiarity with relevant industry standards.
- Highly organised, methodical, and detail-focused, with strong analytical abilities and the capacity to interpret complex information quickly and accurately.
- Demonstrated experience in regulatory horizon scanning, with the ability to proactively identify emerging regulatory developments and adapt compliance frameworks accordingly.
- Proven ability to produce high-quality reports, documentation, and management information to support regulatory compliance and internal decision-making.
If you have relevant insurance expeirence within compliance, please apply!
- Location:
- City Of London
- Job Type:
- FullTime
- Category:
- Business
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