Compliance Manager
1 Days Old
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I help banks and financial services firms hire regulatory compliance professionals.
Compliance Manager – Regulatory Compliance
Location: London (Hybrid: 3 days in office)
Job Type: Permanent
Sector: International Corporate & Retail Banking
Overview:
A well-established international bank with a London branch is seeking a Compliance Manager to take ownership of its Compliance Monitoring Programme (CMP). This role sits within a small, high-performing regulatory compliance team and reports to the Deputy Head of Compliance.
The successful candidate will play a central role in delivering monitoring activity, liaising with key stakeholders, and supporting broader regulatory initiatives. This is an opportunity to shape and elevate the second line within a bank that has invested heavily in improving its compliance and control environment in recent years.
Key Responsibilities:
- Lead and manage the execution of the annual Compliance Monitoring Plan
- Conduct regulatory compliance reviews and support follow-up of action items
- Monitor adherence to UK regulatory requirements across business lines
- Liaise with key stakeholders, including risk, legal, audit, and operations
- Contribute to compliance training, advisory, and policy review activity
- Support regulatory engagement and audit preparation where needed
- Promote a strong culture of compliance across the business
What We’re Looking For:
- 3+ years’ experience in regulatory compliance, with a strong focus on compliance monitoring
- Experience in designing or owning a CMP is essential
- Familiarity with UK banking regulation and governance expectations (FCA/PRA)
- Excellent communication skills and ability to liaise with senior stakeholders
- Comfortable working in a lean team and taking initiative
- Experience in both retail and corporate banking is beneficial but not essential
The Organisation Offers:
- A long-established UK branch of a global banking group
- A collaborative, stable environment with low staff turnover
- Strong post-remediation regulatory standing
- Clear opportunity to own and influence a key function within compliance
- Supportive leadership and structured career development
Seniority level
Seniority level
Mid-Senior level
Employment type
Employment type
Full-time
Job function
Job function
Legal and FinanceIndustries
Banking
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#J-18808-Ljbffr- Location:
- London, England, United Kingdom
- Salary:
- £100,000 - £125,000
- Job Type:
- FullTime
- Category:
- Management & Operations
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