Direct message the job poster from Danos Group

Our client, a significant Boutique Private Side Investment Bank, are looking for a Compliance Associate to join their team, assisting with the maintenance of the compliance frameworks as well as taking ownership of the financial crime responsibilities.

Key Responsibilities:

• Taking the lead on KYC/AML process as part of onboarding of clients.
• Develop and complete ongoing internal compliance monitoring activities as part of the Compliance Monitoring Plan.
• Performing conflicts checks and other control room activities including approving personal account dealing, gifts and entertainment, and outside business activities.

Key Requirements:

• 2 - 5 years compliance experience.
• Experience conducting KYC/AML duties in either Investment Banking or Asset Management.
• Some exposure to conflicts checks and other control room responsibilities preferred.

This is a permanent opportunity, offering hybrid working with 3 days in the office.

Seniority level

• Seniority level

  Associate

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  Investment Banking

Referrals increase your chances of interviewing at Danos Group by 2x

Sign in to set job alerts for “Compliance Associate” roles.

London, England, United Kingdom 2 days ago

Compliance, GIR Compliance, Associate, London

London, England, United Kingdom 8 hours ago

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 2 months ago

Greater London, England, United Kingdom 3 weeks ago

London, England, United Kingdom 1 month ago

London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 2 weeks ago

Greater London, England, United Kingdom 3 days ago

Compliance Officer - Legal Practice - Start-up law firm

London, England, United Kingdom 2 weeks ago

Greater London, England, United Kingdom 2 weeks ago

London Area, United Kingdom £40,000.00-£60,000.00 11 hours ago

London, England, United Kingdom 1 month ago

Greater London, England, United Kingdom 1 week ago

London, England, United Kingdom 2 weeks ago

Associate, UK/ Europe Regulatory Relations

London, England, United Kingdom 1 week ago

City Of London, England, United Kingdom 2 weeks ago

London, England, United Kingdom 1 week ago

Compliance Associate - Investment Management

London, England, United Kingdom 2 weeks ago

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.